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An introduction to the Financial Services Reform Act 2001
Author:
Hutley, Peter ; Russell, P. A. ;
Edition:
3rd Edition
Year:
2005
Format:
Book
Call No:
KN 308 H 1 3
Publisher:
Chatswood, N.S.W.: LexisNexis Butterworths
Subject:
Financial Services ; Financial Products ; Financial Institutions ; Trade Practices ; Australian Securities and Investments Commission ;
Keywords:
Retail and wholesale clients Licensing Disclosure Other conduct obligations Exemptions Misconduct Enforcement and Penalties Practical steps to applying for a licence - some licensing tools Compliance General definitions Information Resources
ISBN/ISSN:
0 409 32192 3
Notes:
Includes appendices and index
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