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The Financial Services Complaints Resolution Scheme
Record ID:
20082
Format:
LIJ Article
Year:
1998
Author:
Arendsen, Nicole ;
Subject:
Financial Services ; Securities ; Investment Brokers ;
Source:
LIJ (1998) 72 No 10
Date_of_entry:
24/12/1998
Legislation:
Corporations Regulations
Notes:
"Good Advice" proposals of the Australian Securities and Investment Commission (ASIC) implemented on 1 October 1998 by the Corporations Regulations. Lawyers acting for organisations that hold securities licences (holders of dealers and investment advisers licences) should be familiar with the new regulations. ; Includes discussion of history, the changes, complaints, members benefits and independence.
Section:
Articles
Month:
October

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