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Securities and financial services law
Author:
Baxt, Robert ; Black, Ashley ; Hanrahan, Pamela ;
Edition:
6th Edition
Year:
2003
Format:
Book
Call No:
KN 304.1 B 2 6
Publisher:
Chatswood N.S.W.: LexisNexis Butterworths
Subject:
Securities Law ; Financial Services ; Stock Exchanges ;
Keywords:
Securities Industry A regulatory system for securities The statutory definition of security and financial product Regulation of offering of securities The requirements of regulated offers Liability for misstatements and non disclosure about securities Offering financial products other than securites Mergers and acquisitions Licensing of market providers Stock exchanges - their internal regulation Enforceability of Australian Stock Exchange rules Compensation regimes for financial markets Licensing of financial intermediaries Relationship between financial services licensees and their clients Market misconduct, prohibited conduct and short selling Insider trading
ISBN/ISSN:
0409 315974
Notes:
Includes index Bibliography Previous ed.: Securities industry law. Sydney : Butterworths, 1996
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