Full Record

Securities and financial services law
Edition:
10th Edition
Year:
2021
Format:
Book
Call No:
KN 304.1 B 2 10
Publisher:
Chatswood N.S.W.: LexisNexis Butterworths
Keywords:
1. Regulating securities and markets -- 2. Administration of the securities and financial services law -- 3. Defining financial products -- 4. Offering securities under Ch 6D -- 5. Offering financial products under Pt 7.9 -- 6. Continuous disclosure -- 7. Liability for defective disclosure -- 8.. Investor claims for defective disclosure -- 9. Market infrastructure providers -- 10. Australian financial services licensing -- 11. Financial services licensees and their clients -- 12. Consumer protection -- 13. Market misconduct, prohibited conduct and short selling -- 14. Insider trading.
ISBN/ISSN:
9780409352795
Notes:
Includes tables and index
previous editions author Robert Baxt
A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.
Item Availability
Item Availability
Result Year Part Copy Status Call No Loan Category Date Due
1 2021 10th Edition 1 On Shelf KN 304.1 B 2 10 For Loan Available
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