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Securities and financial services law
Author:
Black, Ashley ; Hanrahan, Pamela ;
Edition:
10th Edition
Year:
2021
Format:
Book
Call No:
KN 304.1 B 2 10
Publisher:
Chatswood N.S.W.: LexisNexis Butterworths
Subject:
Securities Law ; Financial Services ; Continuous Disclosure ; Financial Markets ; Regulation ; Insider Trading ; Financial Products ; Conduct And Practice ; Stock Exchanges ; Investment ;
Keywords:
1. Regulating securities and markets -- 2. Administration of the securities and financial services law -- 3. Defining financial products -- 4. Offering securities under Ch 6D -- 5. Offering financial products under Pt 7.9 -- 6. Continuous disclosure -- 7. Liability for defective disclosure -- 8.. Investor claims for defective disclosure -- 9. Market infrastructure providers -- 10. Australian financial services licensing -- 11. Financial services licensees and their clients -- 12. Consumer protection -- 13. Market misconduct, prohibited conduct and short selling -- 14. Insider trading.
ISBN/ISSN:
9780409352795
Notes:
Includes tables and index
previous editions author Robert Baxt
A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.
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1 2021 10th Edition 1 On Shelf KN 304.1 B 2 10 For Loan Available
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