Full Record

Securities and financial services law
Edition:
8th Edition
Year:
2012
Format:
Book
Call No:
KN 304.1 B 2 8
Publisher:
Chatswood N.S.W.: LexisNexis Butterworths
Keywords:
1. Regulating securities and markets -- 2. Administration of the securities and financial services law -- 3. The statutory definitions -- 4. Regulation of securities offerings -- 5. Conducting a regulated securities offer -- 6. Offering financial products other than securities -- 7. Continuous disclosure -- 8. Liability for defective disclosure -- 9. Investor claims for defective disclosure -- 10. Licensing of market providers -- 11. Regulation of market participants in the securities market -- 12. Enforceability of the ASX listing rules -- 13. Licensing financial intermediaries -- 14. Relationship between financial services licensees and their clients -- 16. Mergers and acquisitions -- 17. Market misconduct, prohibited conduct and short selling -- 18. Insider trading
ISBN/ISSN:
9780409330281
Notes:
Includes tables and index
Item Availability
Item Availability
Result Year Part Copy Status Call No Loan Category Date Due
1 2012 8th Edition 1 On Shelf KN 304.1 B 2 8 For Loan Available
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Year:
1992
Subject:
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