Full Record

Securities and financial services law
Edition:
7th Edition
Year:
2008
Format:
Book
Call No:
KN 304.1 B 2 7
Publisher:
Chatswood N.S.W.: LexisNexis Butterworths
Keywords:
1. Regulating securities and markets -- 2. Administration of the securities and financial services law -- 3. The statutory definition of 'security' and 'financial product' -- 4. Regulation of securities offerings -- 5. Conducting a regulated securities offer -- 6. Offering financial products other than securities -- 7. Continuous disclosure -- 8. Liability for defective disclosure -- 9. Securities class actions -- 10. Licensing of market providers -- 11. Securities exchanges - their internal regulation -- 12. Enforceability of listing rules -- 13. Compensation regimes for financial markets -- 14. Licensing financial intermediaries -- 15. Relationship between financial services licensees and their clients -- 16. Mergers and acquisitions -- 17. Market misconduct, prohibited conduct and short selling -- 18. Insider trading
ISBN/ISSN:
9780409324334
Notes:
Includes index
Item Availability
Item Availability
Result Year Copy Status Call No Date Due
1 2008 1 On Shelf KN 304.1 B 2 7 Available
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Author:
Vodicka, Mark ;
Year:
1992
Subject:
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LIV Social
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