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Ups and downs of financial advice
Record ID:
37122
Format:
LIJ Article
Year:
2009
Author:
Kirby, Andrew ;
Subject:
Investment Brokers ; Professional Liability ; Financial Advice ; Investment Brokers ; Risk ; Risk Management ;
Source:
LIJ (2009) 83 No 6
Date_of_entry:
23/08/2009
Legislation:
Financial Services Reform Act 2001 (Cth)
Corporations Act 2001 (Cth)
Financial Services Reform Act 2001 (Cth)
Notes:
Financial advisers need to take great care when advising clients and recommending investments, or risk exposure to a host of legal actions.
Section:
Feature
Month:
June

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