skip to content
Law Institute Victoria
Library Resources
LIV Website - HOME
Practice Resources
Login
Library
Search Catalogue
Request Research
Home
>
Practice Resources
>
Library
>
Full Record
Print Friendly
Full Record
< Back To Results
|
Email Record
Amendments to the regime for licensing of securities industry participants
Record ID:
17984
Format:
LIJ Article
Year:
1990
Pagination:
77-81
Author:
Oude Vrielink, Bart ;
Subject:
Investment Brokers
;
Australian Securities Commission
;
National Companies and Securities Commission
;
Licenses
;
Securities
;
Source:
LIJ (1990) 64 Nos 1&2
Date_of_entry:
16/02/1990
Legislation:
Securities Industry Act 1980
Section:
Seminar in Print
Month:
January February
Request Article
Item Availability
Item Availability
Similar Items
Similar Items
Expand
|
Email
|
Save
Takeover regulation under new commonwealth corporations legislation
Author:
Austin, R.P.
;
Year:
1990
Subject:
Company Law
;
National Companies and Securities Commission
;
Australian Securities Commission
;
Shares
;
Takeovers and Mergers
;
Capital-raising under the Corporations Act
Author:
O'Bryan, Norman
;
Year:
1990
Subject:
Company Law
;
National Companies and Securities Commission
;
Australian Securities Commission
;
Prospectuses
;
Directors
;
Options
;
The FAST Scheme
Author:
Cornell, K. ;
Year:
1990
Subject:
Company Law
;
National Companies and Securities Commission
;
Australian Securities Commission
;
Shares
;
The Financial Services Complaints Resolution Scheme
Author:
Arendsen, Nicole
;
Year:
1998
Subject:
Financial Services
;
Securities
;
Investment Brokers
;
Ups and downs of financial advice
Author:
Kirby, Andrew
;
Year:
2009
Subject:
Investment Brokers
;
Professional Liability
;
Financial Advice
;
Investment Brokers
;
Risk
;
Risk Management
;
Company searches
Year:
1991
Subject:
Australian Securities Commission
;
Databases
;
ASC improves public access
Year:
1991
Subject:
Australian Securities Commission
;
ASC now on-line on LINK
Year:
1991
Subject:
Australian Securities Commission
;
Directors' duties regarding collateral securities
Author:
Napier, Bill ;
Year:
1992
Subject:
Directors
;
Securities
; Reid Murray Holdings Ltd. (in liq.) v. David Murray HOldings Pty. Ltd.(1972) 5 S.A.S.R. 386 ; Brick & Pipe Industries ltd. v. Occidental Life Nominees Pty. Ltd. & Ors(1991) 9 A.C.L.C. 324 ;
Investigations conducted by the ASC
Author:
Newman, Stephen
;
Year:
1992
Subject:
Australian Securities Commission
; Bell v. Australian Securities Commission (1991) 9 A.C.L.C. 1246 ; Australian Securities Commission v. Bell (1991) A.C.L.C. 1606 ; National Crime Authority v. A.B. and D. (1988) 78 A.L.R. 707 ;