Full Record

Beyond glossy compliance manuals
Record ID:
23041
Format:
LIJ Article
Year:
2003
Author:
Currao, Dino ;
Subject:
Financial Services ; Damages ; Investment Brokers ; Stockbrokers ;
Source:
LIJ (2003) 77 No 3
Date_of_entry:
06/03/2003
Legislation:
CorpOrations Act 2001 (Cth) s 945A
Notes:
This article discusses the implications for financial service providers who may face claims for punitive damages if they do not have adequate systems in place to supervise and control their employees
Section:
Feature
Cases:
Ali v Hartley Poynton Ltd [2002} VSC 113 16 April 2002 ; Sellars v Adelaide Petroleum NL (1993-94) 179 CLR 332 ;
Month:
March


Item Availability
Item Availability
Similar Items
Similar Items
Author:
de Wijn, John ;
Year:
1991
Subject:
Capital Gains Tax ; Damages ; Litigation ; Hepples v. F.Commissioner of Taxation 90 A.T.C. 4497 ; Kirby v. Thorn E.M.I. [1988] 1 W.L.R. 445 ; Forbes v. N.S.W. Trotting Club Ltd. (1979) 143 C.L.R. 242 ; Nokes v. Doncaster Amalgamated Collieries Ltd. [1940] A.C. 1014 ; Tolhurst v. The Associated Portland Cement Manufacturers (1900) Ltd. [1902] 2K.B. 660 ; Bruce v. Tyley (1916) 21 C.L.R. 277 ; Rapistan Canada Ltd. v. Minister of National Revenue (1974) 48 D.L.R. (3d)613 ; F.Commissioner of Taxation v. United Aircraft Corporation (1943) 68 C.L.R.525 ; National Provincial Bank Ltd. v. Ainsworth [1965] A.C. 1175 ; Cullen v. Trapell (1980) 146 C.L.R. 1 ;
Author:
Priest, Phillip ;
Year:
1992
Subject:
Damages ; Contracts ; Commonwealth of Australia v. Amann Aviation Pty. Ltd. (unreported, 12December 1991, FC 91/043) ; Robinson v. Harman (1848) 1 Ex. 850 ;
Author:
Molnar, Chris ;
Year:
1994
Subject:
Torts ; Personal Injury ; Damages ; Limitation of Actions ; McKain v. R.W. Millar & Co. (S.A.) Pty. Ltd (1991) 174 C.L.R. 1 ; Stevens v. Head (1992) 176 C.L.R.433 ; Breavington v. Godleman (1989) 169 C.L.R. 41 ; Phillips v. Eyre (1870) L.R. 6 Q.B. 1 ;
Author:
Reinhardt, Greg ;
Year:
1994
Subject:
Negligence ; Accident Compensation ; Damages ; Copur v. Alcan Australia Limited (unreported, 6 July 1994, 10128/93,Brooking, Tadgell, and Vincent JJ.) ;
Author:
Luntz, Harold ;
Year:
1979
Subject:
Damages ;
LIV Social
Footer